Watchtower/Law library/Financial Services and Markets Act 2023
As last captured

legislation

Financial Services and Markets Act 2023

Verified at publication, 2026-11-12 11:02 UTC

485 provisions in 45 parts · official text ↗

No overall summary yet: some parts of this source have not passed verification. The part summaries that did pass and the full text of every provision are below.

Part summaries

0 of 0 parts have a verified summary.

L1 unavailable for current verification: the overall summary needs every part verified. Provisions and the verified summaries remain readable.

Verification findings (537)

synthesis coverage: missing/unverified L2 part-1-chapter-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-7

synthesis coverage: missing/unverified L2 part-1-chapter-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-8

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-9

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-10

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-11

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-12

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-13

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-14

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-15

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-16

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-17

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-18

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-19

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-20

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-21

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-22

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-23

synthesis coverage: missing/unverified L2 part-1-chapter-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-24

synthesis coverage: missing/unverified L2 part-1-chapter-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-25

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-26

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-27

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-28

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-29

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-30

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-31

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-32

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-33

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-34

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-35

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-36

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-37

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-38

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-39

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-40

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-41

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-42

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-43

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-44

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-45

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-46

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-47

synthesis coverage: missing/unverified L2 part-1-chapter-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-48

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-49

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-50

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-51

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-52

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-53

synthesis coverage: missing/unverified L2 part-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-54

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-55

synthesis coverage: missing/unverified L2 part-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-56

synthesis coverage: missing/unverified L2 part-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-57

synthesis coverage: missing/unverified L2 part-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-58

synthesis coverage: missing/unverified L2 part-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-59

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-60

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-61

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-62

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-63

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-64

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-65

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-66

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-67

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-68

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-69

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-70

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-71

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-72

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-73

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-74

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-75

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-76

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-77

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-78

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-79

synthesis coverage: missing/unverified L2 part-7

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-80

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-81

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-82

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-83

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-84

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-85

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-86

synthesis coverage: missing evaluation uk:ukpga/2023/29#section-87

synthesis coverage: missing/unverified L2 schedule-2-part-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-7

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-8

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-9

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-10

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-11

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-12

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-13

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-14

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-15

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-16

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-17

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-18

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-19

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-20

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-21

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-22

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-23

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-24

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-25

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-26

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-27

synthesis coverage: missing/unverified L2 schedule-2-part-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-28

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-29

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-30

synthesis coverage: missing/unverified L2 schedule-2-part-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-31

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-32

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-33

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-34

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-35

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-36

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-37

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-38

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-39

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-40

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-41

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-42

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-43

synthesis coverage: missing/unverified L2 schedule-2-part-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-44

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-45

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-46

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-47

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-48

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-49

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-50

synthesis coverage: missing/unverified L2 schedule-2-part-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-51

synthesis coverage: missing/unverified L2 schedule-2-part-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-52

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-53

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-54

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-55

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-56

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-57

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-58

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-59

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-60

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-61

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-62

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-63

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-64

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-65

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-66

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-67

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-68

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-69

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-70

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-71

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-2-paragraph-72

synthesis coverage: missing/unverified L2 schedule-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-4-paragraph-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-4-paragraph-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-4-paragraph-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-4-paragraph-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-4-paragraph-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-4-paragraph-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-4-paragraph-7

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-4-paragraph-8

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-4-paragraph-9

synthesis coverage: missing/unverified L2 schedule-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-7

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-8

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-9

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-10

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-11

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-5-paragraph-12

synthesis coverage: missing/unverified L2 schedule-6-part-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-7

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-8

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-9

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-10

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-11

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-12

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-13

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-14

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-15

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-16

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-17

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-18

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-19

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-20

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-21

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-22

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-23

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-24

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-25

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-26

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-27

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-28

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-29

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-30

synthesis coverage: missing/unverified L2 schedule-6-part-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-31

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-32

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-33

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-34

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-35

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-36

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-37

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-38

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-39

synthesis coverage: missing/unverified L2 schedule-6-part-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-40

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-41

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-42

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-43

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-44

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-45

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-46

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-47

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-6-paragraph-48

synthesis coverage: missing/unverified L2 schedule-7

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-7

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-8

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-9

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-10

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-11

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-12

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-7-paragraph-13

synthesis coverage: missing/unverified L2 schedule-8-part-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-8-paragraph-1

synthesis coverage: missing/unverified L2 schedule-8-part-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-8-paragraph-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-8-paragraph-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-8-paragraph-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-8-paragraph-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-8-paragraph-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-8-paragraph-7

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-8-paragraph-8

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-8-paragraph-9

synthesis coverage: missing/unverified L2 schedule-9-part-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-1-part-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-1-part-2

synthesis coverage: missing/unverified L2 schedule-9-part-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-7

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-8

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-9

synthesis coverage: missing/unverified L2 schedule-9-part-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-10

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-11

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-12

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-13

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-14

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-15

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-9-paragraph-16

synthesis coverage: missing/unverified L2 schedule-10-part-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-1-part-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-1-part-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-1-part-3

synthesis coverage: missing/unverified L2 schedule-10-part-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-7

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-8

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-9

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-10

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-11

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-12

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-13

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-14

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-15

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-16

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-17

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-18

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-19

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-20

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-10-paragraph-21

synthesis coverage: missing/unverified L2 schedule-11-part-1

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-11-paragraph-1

synthesis coverage: missing/unverified L2 schedule-11-part-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-11-paragraph-2

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-11-paragraph-3

synthesis coverage: missing/unverified L2 schedule-11-part-3

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-11-paragraph-4

synthesis coverage: missing/unverified L2 schedule-11-part-4

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-11-paragraph-5

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-11-paragraph-6

synthesis coverage: missing evaluation uk:ukpga/2023/29#schedule-11-paragraph-7

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Instrument tier unavailable

Change history as published

No captured publisher history.

Pending effects amendments not yet applied to this text

s. 1(1) coming into force by The Financial Services and Markets Act 2023 (Commencement No. 11 and Saving Provisions) Regulations 2025 reg. 9(a) · Effective date unknown · s. 1

Sch. 1 Pt. 1 coming into force by The Financial Services and Markets Act 2023 (Commencement No. 11 and Saving Provisions) Regulations 2025 reg. 9(b) · Effective date unknown

Sch. 1 Pt. 3 coming into force by The Financial Services and Markets Act 2023 (Commencement No. 11 and Saving Provisions) Regulations 2025 reg. 9(c) · Effective date unknown

Sch. 1 Pt. 5 coming into force by The Financial Services and Markets Act 2023 (Commencement No. 11 and Saving Provisions) Regulations 2025 reg. 9(d)(i) · Effective date unknown

s. 1(1) coming into force by The Financial Services and Markets Act 2023 (Commencement No. 13) Regulations 2026 reg. 2(a) · Effective date unknown · s. 1

Show all 14

Sch. 1 Pt. 1 coming into force by The Financial Services and Markets Act 2023 (Commencement No. 13) Regulations 2026 reg. 2(b) · Effective date unknown

s. 1(1) coming into force by The Financial Services and Markets Act 2023 (Commencement No. 15 and Saving and Transitional Provisions) Regulations 2026 reg. 2(a) · Effective date unknown · s. 1

Sch. 1 Pt. 1 coming into force by The Financial Services and Markets Act 2023 (Commencement No. 15 and Saving and Transitional Provisions) Regulations 2026 reg. 2(b) · Effective date unknown

Sch. 1 Pt. 2 coming into force by The Financial Services and Markets Act 2023 (Commencement No. 15 and Saving and Transitional Provisions) Regulations 2026 reg. 2(c) · Effective date unknown

Sch. 1 Pt. 3 coming into force by The Financial Services and Markets Act 2023 (Commencement No. 15 and Saving and Transitional Provisions) Regulations 2026 reg. 2(d) · Effective date unknown

s. 1(1) coming into force by The Financial Services and Markets Act 2023 (Commencement No. 12 and Saving Provisions) Regulations 2026 reg. 3(a) · Effective date unknown · s. 1

Sch. 1 Pt. 1 coming into force by The Financial Services and Markets Act 2023 (Commencement No. 12 and Saving Provisions) Regulations 2026 reg. 3(b) Sch. Pt. 1 · Effective date unknown

Sch. 1 Pt. 2 coming into force by The Financial Services and Markets Act 2023 (Commencement No. 12 and Saving Provisions) Regulations 2026 reg. 3(c) · Effective date unknown

Sch. 1 Pt. 3 coming into force by The Financial Services and Markets Act 2023 (Commencement No. 12 and Saving Provisions) Regulations 2026 reg. 3(d) Sch. Pt. 2 · Effective date unknown

Full TOC · table of contents Expand all parts

45 parts · 485 provisions. Open a provision for its text and, where available, its one-line summary.

CHAPTER 1 Revocation of assimilated law · 7 provisions
1 Revocation of assimilated law relating to financial services and markets
2 Transitional amendments
3 Power to make further transitional amendments
4 Power to restate and modify saved legislation
5 Power to replace references to EU directives
6 Restatement in rules: exemption from consultation requirements etc
7 Interpretation of Chapter
CHAPTER 2 New regulatory powers · 17 provisions
8 Designated activities
9 Rules relating to central counterparties and central securities depositories
10 Central counterparties and central securities depositories: other requirements
11 Rules relating to investment exchanges and data reporting service providers
12 Treasury directions to Bank of England: restrictions
13 Testing of FMI technologies or practices
14 Reports on FMI sandboxes
15 Permanent implementation of arrangements tested under an FMI sandbox
16 Regulations
17 Interpretation
18 Critical third parties: designation and powers
19 Critical third parties: related amendments
20 Financial promotion
21 Sustainability disclosure requirements
22 Digital settlement assets
23 Digital settlement assets: power to make regulations
24 Implementation of mutual recognition agreements
CHAPTER 3 Accountability of regulators · 29 provisions
25 Competitiveness and growth objective
26 Competitiveness and growth objective: reporting requirements
27 Regulatory principles
28 Sections 25 and 27: consequential amendments
29 Review of rules
30 Treasury power in relation to rules
31 Matters to consider when making rules
32 Effect of rules etc on deference decisions
33 Effect of rules etc on international trade obligations
34 Power to disapply or modify rules
35 Responses to recommendations of the Treasury
36 Public consultation requirements
37 Engagement with statutory panels
38 Engagement with Parliamentary Committees
39 Reporting requirements
40 Duty to co-operate and consult in exercising functions
41 Listing Authority Advisory Panel
42 Insurance Practitioner Panel
43 Cost Benefit Analysis Panels
44 Statement of policy on cost benefit analyses
45 Statement of policy on panel appointments
46 Composition of panels
47 Panel reports
48 Exercise of FMI regulatory powers
49 Bank of England: rule-making powers
50 Application of FSMA 2000 to FMI functions
51 Payment Systems Regulator
52 Chair of the Payment Systems Regulator as member of FCA Board
53 Consultation on rules
PART 2 Access to cash · 2 provisions
54 Cash access services
55 Wholesale cash distribution
PART 3 Performance of functions relating to financial market infrastructure · 1 provisions
56 Recognised bodies: senior managers and certification
PART 4 Central counterparties in financial difficulties · 1 provisions
57 Central counterparties in financial difficulties
PART 5 Insurers in financial difficulties · 1 provisions
58 Insurers in financial difficulties
PART 6 Miscellaneous · 21 provisions
59 Application of provisions to regulatory functions under this Act
60 Formerly authorised persons
61 Control over authorised persons
62 Financial services compensation scheme
63 The Ombudsman scheme
64 Unauthorised co-ownership AIFs
65 Power to amend enactments in consequence of rules
66 Ambulatory references
67 Power to amend or repeal certain provisions of FSMA 2000
68 Power under FSMA 2000 to make transitional provisions
69 Cryptoassets
70 Bank of England levy
71 Bank of England levy: consequential amendments
72 Liability of payment service providers for fraudulent transactions
73 Credit unions
74 Reinsurance for acts of terrorism
75 Banking Act 2009: miscellaneous amendments
76 Arrangements for the investigation of complaints
77 Politically exposed persons: money laundering and terrorist financing
78 Politically exposed persons: review of guidance
79 Forest risk commodities: review
PART 7 General · 8 provisions
80 Interpretation
81 Pre-commencement consultation
82 Financial provision
83 Power to make consequential provision
84 Regulations
85 Extent
86 Commencement
87 Short title
PART 1 Amendments to the Markets in Financial Instruments Regulation · 27 provisions
1 Introductory
2 Transparency requirements for equities
3
4
5
6
7 Transparency requirements for fixed income instruments and derivatives etc
8 Systematic internalisers and other investment firms
9
10
11
12 Systematic internalisers and other investment firms
13 Share trading obligation
14 Share trading obligation
15 Derivatives trading obligation
16
17
18
19 Consequential amendments relating to this Part
20
21
22
23
24
25
26
27
PART 2 Amendments to the European Market Infrastructure Regulation · 3 provisions
28
29
30
PART 3 Amendments to the EU Securitisation Regulation · 13 provisions
31 Introductory
32 STS equivalent non-UK securitisations
33 STS equivalent non-UK securitisations
34 Minor and consequential amendments
35 Minor and consequential amendments
36 Minor and consequential amendments
37 Minor and consequential amendments
38 Minor and consequential amendments
39 Minor and consequential amendments
40 Minor and consequential amendments
41 Minor and consequential amendments
42 Minor and consequential amendments
43 Minor and consequential amendments
PART 4 Amendments to the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 · 7 provisions
44 Introductory
45 Position limits for commodity derivatives
46
47
48
49
50 Consequential revocations relating to this Part
PART 5 Amendments to the Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018 · 1 provisions
51
PART 6 Amendments relating to critical third parties · 21 provisions
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
SCHEDULE 4 · 9 provisions
1 Participation
2 Technology
3 Practices
4 Financial instruments
5 Settlement of payments
6 Requirements
7 Cooperation
8 Transparency and reporting
9 Enforcement
SCHEDULE 5 · 12 provisions
1
2
3
4
5
6
7
8
9
10
11
12
PART 1 Amendments to the Banking Act 2009 · 39 provisions
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
PART 2 Amendments to the Financial Services (Banking Reform) Act 2013 · 9 provisions
40
41
42
43
44
45
46
47
48
SCHEDULE 7 · 13 provisions
1
2
3
4
5
6
7
8
9
10
11
12
13
PART 1 New Part 8B of FSMA 2000 · 1 provisions
1
PART 2 Consequential amendments to FSMA 2000 · 8 provisions
2
3
4
5
6
7
8
9
PART 1 New Part 5A of the Banking Act 2009 · 2 provisions
1
1
PART 2 Amendments to Part 6 of the Financial Services (Banking Reform) Act 2013 · 8 provisions
2
3
4
5
6
7
8
9
PART 3 Consequential amendments · 7 provisions
10 Banking Act 2009
11 Banking Act 2009
12 Banking Act 2009
13 Financial Services Act 2012
14 Financial Services Act 2012
15 Financial Services Act 2012
16 Financial Services (Banking Reform) Act 2013
PART 1 New Chapter 2A of Part 18 of FSMA 2000 · 3 provisions
1
1
1
PART 2 Related amendments · 20 provisions
2 Amendments to FSMA 2000
3 Amendments to FSMA 2000
4 Amendments to FSMA 2000
5 Amendments to FSMA 2000
6 Amendments to FSMA 2000
7 Amendments to FSMA 2000
8 Amendments to FSMA 2000
9 Amendments to FSMA 2000
10 Amendments to FSMA 2000
11 Amendments to FSMA 2000
12 Amendments to FSMA 2000
13 Amendments to FSMA 2000
14 Amendments to FSMA 2000
15 Amendments to FSMA 2000
16 Amendments to FSMA 2000
17 Amendments to FSMA 2000
18 Amendments to FSMA 2000
19 Amendments to FSMA 2000
20 Amendments to FSMA 2000
21 Financial Services Act 2012
PART 1 Introductory · 1 provisions
1 Overview
PART 2 Pre-resolution powers of the Bank of England · 2 provisions
2 Removal of impediments to the exercise of stabilisation powers etc
3 Safeguards relating to directions under paragraph 2
PART 3 Resolution plans · 1 provisions
4 Resolution plans
PART 4 Removal of directors and senior managers · 10 provisions
5 Removal of directors and senior managers
6 Temporary manager
7 Paragraphs 5 and 6: conditions
8 Temporary manager: further provisions in relation to the appointment
9 Temporary manager: instrument of appointment
10 Right to refer matters to the Tribunal
11 Removal of directors and senior managers and appointment of temporary manager: procedure
12 Removal of directors and senior managers and appointment of temporary manager: notice requirements
13 Temporary restriction on remuneration
14 Restriction on remuneration: review and revocation
PART 5 Special resolution action · 104 provisions
15 Special resolution objectives
16 Code of Practice
17 General conditions
18 Effect on other group members
19 Specific conditions: financial assistance cases
20 Resolution liaison panel
21 Restrictions on use of certain resolution powers
22 Pre-resolution valuation
23 Replacement of Bank’s provisional valuation
24 Independent valuer: valuation under paragraph 22 or 23
25 Independent valuer: supplemental
26 Consequences of a replacement valuation
27 Private sector purchaser
28 Private sector purchaser: marketing
29 Bridge central counterparty
30 Transfer of ownership
31 Tear-up power
32 Cash call power
33 Power to reduce variation margin payments
34 Write-down power
35 Powers in relation to securities
36 Report on provisions in write-down instrument
37 Priority between creditors
38 Power to take control
39 Shadow directors etc
40 Interpretation: “securities”
41 Share transfer instrument
42 Effect
43 Continuity
44 Conversion and delisting
45 Directors and senior managers
46 Ancillary instruments: production, registration, etc
47 Incidental provision
48 Procedure: instruments
49 Supplemental instruments
50 Onward transfer
51 Reverse share transfer
52 Bridge central counterparties: share transfers
53 Bridge central counterparties: reverse share transfer
54 Property transfer instrument
55 Effect
56 Transferable property
57 Continuity
58 Directors and senior managers
59 Recognised central counterparty rules
60 Recognised central counterparty membership
61 Licences
62 Foreign property
63 Incidental provision
64 Procedure
65 Property transfer instrument: delisting
66 Transfer of property subsequent to resolution instrument
67 Supplemental instruments
68 Private sector purchaser: reverse property transfer
69 Onward transfer
70 Bridge central counterparties: reverse property transfer
71 Transfer of ownership and private sector purchaser: property transfer
72 Transfer of ownership: reverse property transfer
73 Bridge central counterparty: supplemental property transfer powers
74 Bridge central counterparty: supplemental reverse property transfer powers
75 Restriction of partial transfers
76 Power to protect certain interests
77 Creation of liabilities
78 Regulations for safeguarding certain financial arrangements: write-down instruments
79 Resolution instruments: effect and supplementary matters
80 Write-down instruments: supplementary
81 Resolution instruments: procedure
82 Supplemental resolution instruments
83 Directors and senior managers
84 Termination rights etc
85 Deferment
86 Recovery of expenses
87 Compensation scheme
88 Instruments: notification of members and creditors
89 General continuity obligation: property transfers
90 Special continuity obligations: property transfers
91 Continuity obligations: onward property transfers
92 General continuity obligation: share transfers
93 Special continuity obligations: share transfers
94 Continuity obligations: onward share transfers
95 Continuity obligations: consideration and terms
96 Continuity obligations: termination
97 Suspension of obligations
98 Restriction of security interests
99 Suspension of termination rights
100 Suspension: general provision
101 Stay on terminating membership
102 Restriction on remuneration
103 Pensions
104 Disputes
105 Tax
106 Stay or sist of legal proceedings
107 Insolvency proceedings
108 Recognition of transferee company
109 International obligation notice: general
110 International obligation notice: bridge central counterparty
111 Public funds: general
112 Public funds: bridge central counterparty
113 Private sector purchaser: report
114 Bridge central counterparty: report
115 Resolution instruments: report
116 Transfer of ownership: report
117 Sale to commercial purchaser, transfer to bridge central counterparty and transfer of ownership: conditions for group companies
118 Paragraph 117: supplemental
PART 6 Information, investigation and enforcement · 26 provisions
119 Information
120 Reports by skilled persons
121 Appointment of persons to carry out general investigations
122 Appointment of person to carry out investigations in particular cases
123 Investigations etc in support of foreign resolution authorities
124 Investigations: general
125 Powers of persons appointed under paragraph 121
126 Powers of persons appointed as a result of paragraph 122
127 Admissibility of statements made to investigators
128 Information and documents: supplemental provision
129 Protected items
130 Entry of premises under warrant
131 Retention of documents obtained under paragraph 130
132 Offences etc
133 Prosecution of offences under paragraph 132
134 Offences under paragraph 132 by bodies corporate etc
135 Injunctions to prevent failure to comply with relevant requirement
136 Regulatory sanctions
137 Determination of sanctions
138 Procedure: warning notice
139 Procedure: decision notice
140 Procedure: general
141 Appeals
142 Injunctions: failure to comply with certain paragraph 136 sanctions
143 Publication
144 Co-operation
PART 7 Third-country resolution actions · 3 provisions
145 Third-country resolution actions
146 Effects of recognition on third-country resolution action
147 Third-country instruments: supplementary provision
PART 8 General · 9 provisions
148 Information
149 Restrictions on disclosure of confidential information
150 Remedies on judicial review
151 Giving of notices, documents etc under this Schedule
152 “Financial assistance”
153 Modifications to the law
154 Interpretation
155 Recognised central counterparty
156 Interpretation: “CCP group company”, etc
PART 9 Treasury support for CCPs · 2 provisions
157 Consolidated Fund
158 National Loans Fund
PART 10 Consequential etc provision · 7 provisions
159 Bank of England Act 1998
160 Financial Services and Markets Act 2000
161 Companies Act 2006
162 Banking Act 2009
163 Financial Services Act 2012
164 Financial Services (Banking Reform) Act 2013
165 Modified application of corporate law to CCPs in resolution
PART 1 Write-down orders: main provisions · 1 provisions
1
PART 2 The manager of a write-down order · 1 provisions
2
PART 3 Further provision about write-down orders · 1 provisions
3
PART 4 Write-down orders: financial services compensation scheme · 4 provisions
4
5
6
7
PART 5 Consequential amendments · 5 provisions
8 FSMA 2000
9 FSMA 2000
10 FSMA 2000
11 FSMA 2000
12 Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
PART 1 New Schedule 19C to FSMA 2000 · 1 provisions
1
PART 2 Consequential amendments · 1 provisions
2
SCHEDULE 14 · 16 provisions
1 Introductory
2 Specified financial activities
3 Specified financial activities
4 Specified financial activities
5 Shares
6 Ancillary services
7 Loans
8 Conditional sale and hire purchase agreements
9 Insurance distribution activities
10 Minor and consequential amendments
11 Minor and consequential amendments
12 Minor and consequential amendments
13 Minor and consequential amendments
14 Minor and consequential amendments
15 Transitional provision
16 Transitional provision